SEC Form 4 · accession 0001127602-16-037716
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew c Esparza
Officer — Vice President
Period of report
Jan 22, 2016
Accepted (ET)
Jan 25, 2016 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Jan 22, 2016 | M | 17,144 | $40.73 | A | 17,144 | D | |
| Common Stock, $1.00 Par Value | Jan 22, 2016 | F | 4,768 | $40.73 | D | 12,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 22, 2016 | M | 17,144 | D | — | — | Common Stock, $1.00 Par Value | 17,144 | 17,143 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.
- F2The restricted stock unit vests in two equal annual installments beginning one year from the date of grant.