SEC Form 4 · accession 0001127602-16-037710
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alan R Crain Jr.
Officer — SVP, Chief Legal/Gov Ofcr
Period of report
Jan 21, 2016
Accepted (ET)
Jan 25, 2016 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Jan 21, 2016 | M | 17,464 | $38.88 | A | 81,104 | D | |
| Common Stock, $1.00 Par Value | Jan 21, 2016 | F | 4,777 | $38.88 | D | 76,327 | D | |
| Common Stock, $1.00 Par Value | Jan 22, 2016 | M | 5,931 | $40.73 | A | 82,258 | D | |
| Common Stock, $1.00 Par Value | Jan 22, 2016 | F | 1,623 | $40.73 | D | 80,635 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 21, 2016 | M | 17,464 | D | — | — | Common Stock, $1.00 Par Value | 17,464 | 34,929 | D |
| Restricted Stock UnitsF1,F2 | — | Jan 22, 2016 | M | 5,931 | D | — | — | Common Stock, $1.00 Par Value | 5,931 | 5,931 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.
- F2The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.