SEC Form 4/A · accession 0001127602-15-003024
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Khalid M Nouh
Officer — Vice President
Period of report
Jan 21, 2015
Accepted (ET)
Jan 28, 2015 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par ValueF1 | Jan 21, 2015 | S | 3,500 | $57.8623 | D | 1,372 | D | |
| Common Stock, $1.00 Par Value | Jan 22, 2015 | M | 2,467 | $58.33 | A | 3,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 21, 2015 | A | 28,643 | A | — | — | Common Stock, $1.00 Par Value | 28,643 | 28,643 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 22, 2015 | M | 2,467 | D | — | — | Common Stock, $1.00 Par Value | 2,467 | 4,936 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.86 - $57.87, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Each restricted stock unit represents a contingent right to receive without payment one share of Baker Hughes common stock.
- F3The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.