SEC Form 4 · accession 0001127602-15-002768
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Lash
Director
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Jan 23, 2015 | M | 3,082 | $0.00 | A | 5,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 22, 2015 | A | 3,000 | A | Jan 22, 2016 | Jan 22, 2016 | Common Stock, $1.00 Par Value | 3,000 | 3,000 | D |
| Restricted Stock UnitsF1 | — | Jan 23, 2015 | M | 3,082 | D | Jan 23, 2015 | Jan 23, 2015 | Common Stock, $1.00 Par Value | 3,082 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive without payment one share of Baker Hughes common stock.