SEC Form 4 · accession 0001127602-15-002572
BAKER HUGHES a GE Co LLC · BHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Crain Jr.
Officer — SVP, Chief Legal/Gov Ofcr
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Jan 22, 2015 | M | 5,931 | $58.33 | A | 83,620 | D | |
| Common Stock, $1.00 Par Value | Jan 22, 2015 | F | 1,672 | $58.33 | D | 81,948 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 21, 2015 | A | 52,393 | A | — | — | Common Stock, $1.00 Par Value | 52,393 | 52,393 | D |
| Restricted Stock UnitsF1,F2 | — | Jan 22, 2015 | M | 5,931 | D | — | — | Common Stock, $1.00 Par Value | 5,931 | 11,862 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive without payment one share of Baker Hughes common stock.
- F2The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.