SEC Form 4 · accession 0001214659-18-003172
EMCORE CORP · EMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Fine
Director
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2018 | G | 13,100 | — | D | 37,994 | D | |
| Common StockF1,F2 | Apr 26, 2018 | G | 13,100 | — | A | 13,100 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock were assigned to The Gerald J Fine Trust, Gerald J Fine Trustee, for no cash or other consideration.
- F2The shares of common stock are held indirectly by the Reporting Person and held directly by The Gerald J Fine Trust, Gerald J Fine Trustee.