SEC Form 4 · accession 0001214659-17-003138
EMCORE CORP · EMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Rittichier
Officer — Chief Executive Officer · Director
Period of report
May 8, 2017
Accepted (ET)
May 9, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 8, 2017 | S | 10,000 | $10.10 | D | 196,185 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the total number of shares sold on May 8, 2017.
- F2Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $10.105 to $10.10 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.