SEC Form 4 · accession 0001214659-17-000367
EMCORE CORP · EMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rex S Jackson
Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 1:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 17, 2017 | A | 6,000 | $0.00 | A | 6,556 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were acquired pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy.
- F2The shares of common stock were awarded to the Reporting Person for his service as a non-employee director.