SEC Form 4 · accession 0001214659-15-007396
EMCORE CORP · EMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Weinswig
Officer — Chief Financial Officer
Period of report
Nov 2, 2015
Accepted (ET)
Nov 2, 2015 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2015 | S | 18,512 | $7.00 | D | 86,056 | D | |
| Common StockF2 | holding | — | — | — | 7,849 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All sales were effected pursuant to a 10b5-1 plan previously adopted by the Reporting Person.
- F2Shares attributable to EMCORE Corporation 401(k) account as of September 30, 2015.