SEC Form 4 · accession 0001214659-15-000639
EMCORE CORP · EMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reuben F Richards Jr.
Director
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 26, 2015 | A | 3,788 | $0.00 | A | 140,674 | D | |
| Common Stock | holding | — | — | — | 43,750 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,500 | I | By Spouse In Pension Fund | |
| Common Stock | holding | — | — | — | 2,500 | I | By Trust For Benefit Of Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired pursuant to EMCORE Corporation 2007 Directors' Stock Award Plan.
- F2The shares of common stock were awarded to the Reporting Person for his service as a non-employee director.