SEC Form 4 · accession 0001214659-15-000637
EMCORE CORP · EMKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Fine
Director
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000808326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 26, 2015 | A | 18,939 | $0.00 | A | 18,939 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F17,576 shares were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan, and 11,363 shares were acquired pursuant to the EMCORE Corporation 2012 Equity Incentive Plan.
- F27,576 shares of common stock were awarded to the Reporting Person for his service as a non-employee director; 1,894 shares of common stock were awarded to the Reporting Person for his service as Co-Chairman of the Board; and 9,469 shares of common stock were awarded to the Reporting Person for additional workload the Reporting Person took on in 2014 in connection with a strategy review process undertaken by the Issuer.