SEC Form 4 · accession 0001238255-16-000269
JACK IN THE BOX INC · JACK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard A Comma
Officer — CHAIRMAN & CEO · Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 9:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807882
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 29, 2016 | M | 2,864 | $47.29 | A | 159,317 | D | |
| COMMON STOCKF2 | Nov 29, 2016 | S | 2,864 | $104.5228 | D | 156,453 | D | |
| COMMON STOCK | Nov 29, 2016 | M | 22,665 | $47.29 | A | 179,118 | D | |
| COMMON STOCKF3 | Nov 29, 2016 | S | 22,665 | $105.1111 | D | 156,453 | D | |
| COMMON STOCKF4 | Nov 28, 2016 | A | 24,241 | $0.00 | A | 180,694 | D | |
| COMMON STOCKF5 | Nov 29, 2016 | S | 13,170 | $103.3989 | D | 167,524 | D | |
| COMMON STOCKF6 | Nov 29, 2016 | A | 13,538 | $0.00 | A | 181,062 | D | |
| COMMON STOCKF7 | Nov 29, 2016 | S | 795 | $103.3982 | D | 180,267 | D | |
| COMMON STOCKF7 | Nov 29, 2016 | S | 850 | $103.3976 | D | 179,417 | D | |
| COMMON STOCKF7 | Nov 29, 2016 | S | 1,436 | $103.3979 | D | 177,981 | D | |
| COMMON STOCKF7 | Nov 29, 2016 | S | 1,649 | $103.3979 | D | 176,332 | D | |
| COMMON STOCKF7 | Nov 29, 2016 | S | 1,945 | $103.3983 | D | 174,387 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NON QUALIFIED STOCK OPTIONF8 | $47.29 | Nov 29, 2016 | M | 25,529 | D | Nov 26, 2014 | Nov 26, 2020 | COMMON STOCK | 25,529 | 0 | D |
| NON QUALIFIED STOCK OPTIONF8 | $104.95 | Nov 29, 2016 | A | 41,026 | A | Nov 29, 2017 | Nov 29, 2023 | COMMON STOCK | 41,026 | 41,026 | D |
Explanation of responses
- F1This transaction was executed pursuant to a Rule 10b5-1 Plan.
- F2The shares with respect to this transaction were sold at prices ranging from $103.78 to $104.76. The price reported reflects the weighted average sales price. The reporting person hereby agrees, upon request, to provide to the Securities and Exchange Commission staff, the Company, or any security holder of the Company, full information regarding the number of shares sold at each separate price.
- F3The shares with respect to this transaction were sold at prices ranging from $104.79 to $105.59. The price reported reflects the weighted average sales price. The reporting person hereby agrees, upon request, to provide to the Securities and Exchange Commission staff, the Company, or any security holder of the Company, full information regarding the number of shares sold at each separate price.
- F4Represents shares vested on 11/23/2016 and settled on 11/28/2016 for achievement of pre-established performance goals with respect to Performance Shares (as defined in Section 2.1 (aa) of our 2004 Stock Incentive Plan) granted for the three fiscal year performance period 2014-2016.
- F5Disposition of shares to satisfy tax withholding obligation upon vesting of Performance Shares on 11/23/2016.
- F6These securities are restricted stock units that vest in four equal installments commencing one year from the grant date, with after-tax net shares subject to a 50% holding requirement until separation of service from the Company.
- F7Disposition of shares to satisfy tax withholding obligation upon vesting of restricted stock units.
- F8These options become exercisable in three equal installments commencing one year after the date of grant.