SEC Form 4 · accession 0001628280-26-057746
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H West
Officer — Chief Executive Officer · Director
Period of report
Aug 14, 2026
Accepted (ET)
Aug 18, 2026 · 5:04 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2026 | M | 115,917 | $0.00 | A | 535,525 | D | |
| Common StockF2 | Aug 14, 2026 | F | 45,421 | $19.43 | D | 490,104 | D | |
| Common StockF3 | holding | — | — | — | 55,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF4 | — | Aug 14, 2026 | M | 115,917 | D | — | — | Common Stock | 115,917 | 982,535 | D |
Explanation of responses
- F1Performance restricted stock units ("Performance RSUs") convert into common stock on a one-for-one basis.
- F2Represents the disposition of shares that were withheld by the Issuer to pay withholding taxes upon the vesting of 115,917 Performance RSUs.
- F3Previously purchased by the West Community Property Trust dated May 18, 2023, for which the reporting person is trustee.
- F4On October 1, 2024, the reporting person was granted Performance RSUs, which may vest based upon the achievement of certain stock price performance targets over a five-year period. On August 14, 2026, 115,917 Performance RSUs vested upon the Issuer's stock price achieving 60 consecutive trading days at or above $14.42, which was the threshold performance criteria for this award. Up to an additional 114,186 Performance RSUs may vest upon the achievement of additional stock price performance targets.