SEC Form 4 · accession 0001209191-17-020891
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vinton Paul Cunningham
Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2017 | S | 10,000 | $6.0077 | D | 181,600 | D | |
| Common StockF2 | Mar 14, 2017 | S | 10,000 | $5.7397 | D | 171,600 | D | |
| Common StockF3 | Mar 15, 2017 | S | 10,000 | $5.85 | D | 161,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.9750 - $6.0500, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7000 - $5.8000, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2.
- F3Comprised of 25,000 shares of common stock and 136,600 shares subject to restricted stock units held by the reporting person.