SEC Form 4 · accession 0001209191-15-084545
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thornton
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 10, 2015 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2015 | S | 16,480 | $5.00 | D | 102,567 | I | By Trust |
| Common Stock | Dec 9, 2015 | S | 6,600 | $5.005 | D | 95,967 | I | By Trust |
| Common Stock | Dec 9, 2015 | S | 4,300 | $5.01 | D | 91,667 | I | By Trust |
| Common Stock | Dec 9, 2015 | S | 100 | $5.0125 | D | 91,567 | I | By Trust |
| Common Stock | Dec 9, 2015 | S | 300 | $5.015 | D | 91,267 | I | By Trust |
| Common Stock | Dec 9, 2015 | S | 2,120 | $5.02 | D | 89,147 | I | By Trust |
| Common Stock | Dec 9, 2015 | S | 200 | $5.03 | D | 88,947 | I | By Trust |
| Common Stock | holding | — | — | — | 101,246 | I | By Wife | |
| Common Stock | holding | — | — | — | 15,000 | I | By Foundation | |
| Common StockF1 | holding | — | — | — | 201,044 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Comprised of 81,044 shares of common stock and 120,000 shares subject to restricted stock units held by the reporting person.