SEC Form 4 · accession 0001209191-15-083836
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thornton
Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2015 | S | 108,000 | $5.15 | D | 153,084 | I | By Trust |
| Common Stock | Dec 3, 2015 | S | 200 | $5.1525 | D | 152,884 | I | By Trust |
| Common Stock | Dec 3, 2015 | S | 500 | $5.155 | D | 152,384 | I | By Trust |
| Common Stock | Dec 3, 2015 | S | 1,700 | $5.16 | D | 150,684 | I | By Trust |
| Common Stock | Dec 3, 2015 | S | 200 | $5.17 | D | 150,484 | I | By Trust |
| Common Stock | Dec 3, 2015 | S | 100 | $5.20 | D | 150,384 | I | By Trust |
| Common Stock | Dec 4, 2015 | S | 22,432 | $5.05 | D | 127,952 | I | By Trust |
| Common Stock | Dec 4, 2015 | S | 1,310 | $5.06 | D | 126,642 | I | By Trust |
| Common Stock | Dec 4, 2015 | S | 1,310 | $5.08 | D | 125,332 | I | By Trust |
| Common Stock | Dec 4, 2015 | S | 6,285 | $5.10 | D | 119,047 | I | By Trust |
| Common Stock | holding | — | — | — | 101,246 | I | By Wife | |
| Common Stock | holding | — | — | — | 15,000 | I | By Foundation | |
| Common StockF1 | holding | — | — | — | 201,044 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Comprised of 81,044 shares of common stock and 120,000 shares subject to restricted stock units held by the reporting person.