SEC Form 4 · accession 0001209191-15-083000
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thornton
Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | S | 100 | $5.22 | D | 403,584 | I | By Trust |
| Common Stock | Dec 2, 2015 | S | 76,300 | $5.15 | D | 327,284 | I | By Trust |
| Common Stock | Dec 2, 2015 | S | 600 | $5.1525 | D | 326,684 | I | By Trust |
| Common Stock | Dec 2, 2015 | S | 41,100 | $5.155 | D | 285,584 | I | By Trust |
| Common Stock | Dec 2, 2015 | S | 10,800 | $5.16 | D | 274,784 | I | By Trust |
| Common Stock | Dec 2, 2015 | S | 400 | $5.1625 | D | 274,384 | I | By Trust |
| Common Stock | Dec 2, 2015 | S | 2,000 | $5.165 | D | 272,384 | I | By Trust |
| Common Stock | Dec 2, 2015 | S | 6,400 | $5.17 | D | 265,984 | I | By Trust |
| Common Stock | Dec 2, 2015 | S | 200 | $5.175 | D | 265,784 | I | By Trust |
| Common Stock | Dec 2, 2015 | S | 4,700 | $5.18 | D | 261,084 | I | By Trust |
| Common Stock | holding | — | — | — | 101,246 | I | By Wife | |
| Common Stock | holding | — | — | — | 15,000 | I | By Foundation | |
| Common StockF1 | holding | — | — | — | 171,044 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Comprised of 81,044 shares of common stock and 90,000 shares subject to restricted stock units held by the reporting person.