SEC Form 4 · accession 0001209191-15-082996
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thornton
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | S | 299,165 | $5.25 | D | 831,419 | I | By Trust |
| Common Stock | Nov 30, 2015 | S | 400 | $5.2525 | D | 831,019 | I | By Trust |
| Common Stock | Nov 30, 2015 | S | 78,084 | $5.255 | D | 752,935 | I | By Trust |
| Common Stock | Nov 30, 2015 | S | 2,351 | $5.26 | D | 750,584 | I | By Trust |
| Common Stock | Nov 30, 2015 | S | 1,000 | $5.265 | D | 749,584 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 31,070 | $5.00 | D | 718,514 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 19,700 | $5.005 | D | 698,814 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 24,949 | $5.01 | D | 673,865 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 11,331 | $5.02 | D | 662,534 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 20,350 | $5.03 | D | 642,184 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 10,000 | $5.035 | D | 632,184 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 20,000 | $5.04 | D | 612,184 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 6,640 | $5.05 | D | 605,544 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 5,700 | $5.06 | D | 599,844 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 1,060 | $5.065 | D | 598,784 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 4,100 | $5.07 | D | 594,684 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 100 | $5.075 | D | 594,584 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 31,168 | $5.08 | D | 563,416 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 85,872 | $5.10 | D | 477,544 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 1,600 | $5.105 | D | 475,944 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 27,868 | $5.11 | D | 448,076 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 21,300 | $5.115 | D | 426,776 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 11,560 | $5.12 | D | 415,216 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 2,932 | $5.13 | D | 412,284 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 100 | $5.14 | D | 412,184 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 2,200 | $5.20 | D | 409,984 | I | By Trust |
| Common Stock | Dec 1, 2015 | S | 6,300 | $5.21 | D | 403,684 | I | By Trust |
| Common Stock | holding | — | — | — | 101,246 | I | By Wife | |
| Common Stock | holding | — | — | — | 15,000 | I | By Foundation | |
| Common StockF1 | holding | — | — | — | 171,044 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Comprised of 81,044 shares of common stock and 90,000 shares subject to restricted stock units held by the reporting person.