SEC Form 4 · accession 0001209191-15-082312
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thornton
Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2015 | S | 380,533 | $5.00 | D | 1,323,051 | I | By Trust |
| Common Stock | Nov 24, 2015 | S | 1,600 | $5.0025 | D | 1,321,451 | I | By Trust |
| Common Stock | Nov 24, 2015 | S | 300 | $5.004 | D | 1,321,151 | I | By Trust |
| Common Stock | Nov 24, 2015 | S | 300 | $5.005 | D | 1,320,851 | I | By Trust |
| Common Stock | Nov 24, 2015 | S | 4,400 | $5.01 | D | 1,316,451 | I | By Trust |
| Common Stock | Nov 24, 2015 | S | 100 | $5.0125 | D | 1,316,351 | I | By Trust |
| Common Stock | Nov 24, 2015 | S | 100 | $5.015 | D | 1,316,251 | I | By Trust |
| Common Stock | Nov 24, 2015 | S | 1,600 | $5.02 | D | 1,314,651 | I | By Trust |
| Common Stock | Nov 24, 2015 | S | 1,567 | $5.03 | D | 1,313,084 | I | By Trust |
| Common Stock | Nov 24, 2015 | S | 100 | $5.035 | D | 1,312,984 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 128,124 | $5.00 | D | 1,184,860 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 2,000 | $5.0025 | D | 1,182,860 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 10,100 | $5.005 | D | 1,172,760 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 1,000 | $5.0075 | D | 1,171,760 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 18,521 | $5.01 | D | 1,153,239 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 600 | $5.0125 | D | 1,152,639 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 2,200 | $5.015 | D | 1,150,439 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 9,200 | $5.02 | D | 1,141,239 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 4,500 | $5.025 | D | 1,136,739 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 500 | $5.026 | D | 1,136,239 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 700 | $5.03 | D | 1,135,539 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 3,955 | $5.0311 | D | 1,131,584 | I | By Trust |
| Common Stock | Nov 25, 2015 | S | 1,000 | $5.038 | D | 1,130,584 | I | By Trust |
| Common Stock | holding | — | — | — | 101,246 | I | By Wife | |
| Common Stock | holding | — | — | — | 15,000 | I | By Foundation | |
| Common StockF1 | holding | — | — | — | 171,044 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Comprised of 81,044 shares of common stock and 90,000 shares subject to restricted stock units held by the reporting person.