SEC Form 4 · accession 0001209191-15-081038
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thornton
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2015 | A | 30,000 | $0.00 | A | 201,044 | D | |
| Common Stock | holding | — | — | — | 1,703,584 | I | By Trust | |
| Common Stock | holding | — | — | — | 101,246 | I | By Wife | |
| Common Stock | holding | — | — | — | 15,000 | I | B Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units (RSU) granted on November 16, 2015. Shares subject to the award vest on the first anniversary of the grant date.
- F2Comprised of 81,044 shares of common stock and 120,000 shares subject to restricted stock units held by the reporting person.