SEC Form 4 · accession 0001209191-15-079376
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thornton
Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | S | 137,834 | $4.00 | D | 1,760,595 | I | By Trust |
| Common StockF2 | Nov 6, 2015 | S | 900 | $4.005 | D | 1,759,695 | I | By Trust |
| Common StockF2 | Nov 6, 2015 | S | 30,020 | $4.01 | D | 1,729,675 | I | By Trust |
| Common StockF2 | Nov 6, 2015 | S | 600 | $4.015 | D | 1,729,075 | I | By Trust |
| Common StockF2 | Nov 6, 2015 | S | 5,000 | $4.03 | D | 1,724,075 | I | By Trust |
| Common StockF2 | Nov 6, 2015 | S | 5,000 | $4.04 | D | 1,719,075 | I | By Trust |
| Common StockF2 | Nov 9, 2015 | S | 15,191 | $4.00 | D | 1,703,884 | I | By Trust |
| Common StockF2 | Nov 9, 2015 | S | 300 | $4.02 | D | 1,703,584 | I | By Trust |
| Common Stock | holding | — | — | — | 101,246 | I | By Wife | |
| Common Stock | holding | — | — | — | 15,000 | I | By Foundation | |
| Common StockF3 | holding | — | — | — | 171,044 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2015 (the "Trading Plan").
- F2This sale was effected pursuant to the Trading Plan.
- F3Comprised of 81,044 shares of common stock and 90,000 shares subject to restricted stock units held by the reporting person.