SEC Form 4 · accession 0001209191-15-062285

MITEK SYSTEMS INC · MITK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director

Period of report

Jul 21, 2015

Accepted (ET)

Jul 23, 2015 · 6:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000807863

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 21, 2015	M	13,397	$0.80	A	536,989	D
Common Stock	Jul 21, 2015	M	10,251	$0.82	A	547,240	D
Common Stock^F1	Jul 21, 2015	S	23,648	$4.00	D	523,592	D
Common Stock	Jul 22, 2015	M	15,921	$0.82	A	539,513	D
Common Stock^F2,F3	Jul 22, 2015	S	15,921	$4.00	D	523,592	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$0.80	Jul 21, 2015	M	13,397	A	Oct 19, 2005	Oct 19, 2015	Common Stock	13,397	0	D
Stock Option (Right to Buy)	$0.82	Jul 21, 2015	M	10,251	A	Nov 18, 2005	Nov 18, 2015	Common Stock	10,251	89,749	D
Stock Option (Right to Buy)	$0.82	Jul 21, 2015	M	15,921	A	Nov 18, 2005	Nov 18, 2015	Common Stock	15,921	73,828	D

F1This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2015 (the "Trading Plan"). Pursuant to the Trading Plan, Mr. DeBello, may sell, on a periodic basis, vested stock options that would otherwise expire on October 19, 2015, and November 18, 2015.
F2This sale was effected pursuant to the Trading Plan. In addition to the common stock and restricted stock units referenced in footnote 3 below, following this sale Mr. DeBello holds 1,255,658 Mitek stock options.
F3Comprised of 434,636 shares of common stock and 88,956 shares subject to restricted stock awards held by the reporting person.