SEC Form 4 · accession 0001209191-15-052473
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Thornton
Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2015 | S | 12,422 | $4.00 | D | 2,131,162 | I | By Trust |
| Common StockF2 | Jun 10, 2015 | S | 7,000 | $4.00 | D | 2,124,162 | I | By Trust |
| Common Stock | holding | — | — | — | 118,246 | I | By Wife | |
| Common StockF3 | holding | — | — | — | 211,044 | D | ||
| Common Stock | holding | — | — | — | 15,000 | I | By Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2015 (the "Trading Plan").
- F2This sale was effected pursuant to the Trading Plan.
- F3Comprised of 81,044 shares of common stock and 130,000 shares subject to restricted stock units held by the reporting person.