SEC Form 4 · accession 0000899243-16-035496
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth D Denman
Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 13, 2016 · 8:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2016 | A | 15,385 | $0.00 | A | 15,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.65 | Dec 13, 2016 | A | 40,000 | A | Dec 13, 2017 | Dec 13, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Represents restricted stock units granted on December 14, 2016. Shares subject to the award vest in full on the one-year anniversary of the grant date.
- F2Represents a non-qualified stock option grant on December 14, 2016. Shares subject to the award vest on the first anniversary of the grant date.