SEC Form 4 · accession 0000899243-16-033206
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clark Sarah
Officer — General Manager
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2,F3 | Nov 8, 2016 | S | 477 | $6.10 | D | 76,759 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the disposition of shares to pay withholding taxes upon the vesting of 1,250 restricted stock units.
- F2Comprised of 13,009 shares of common stock and 63,750 shares of common stock subject to restricted stock units.
- F3A previous Form 4 filing included 20,000 stock options held by Ms. Clark in the calculation of the amount of securities Ms. Clark beneficially owned.