SEC Form 4 · accession 0000807863-18-000092
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karel J. Marsal
Officer — Chief Operating Officer
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2018 | S | 1,561 | $9.40 | D | 127,097 | D | |
| Common StockF2 | Nov 19, 2018 | S | 9,078 | $9.41 | D | 118,019 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,360 restricted stock units.
- F2Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.