SEC Form 4 · accession 0000807863-18-000045
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Debello
Officer — President & CEO & Chairman · Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 21, 2018 | S | 19,783 | $8.6131 | D | 753,583 | D | |
| Common StockF1,F4 | Aug 22, 2018 | S | 30,217 | $8.4944 | D | 723,366 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.5000 - $8.7250, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Includes 279 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.4000 - $8.6000, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.