SEC Form 4 · accession 0000807863-18-000032
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Edward Hansen
Director
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2018 | M | 5,000 | $2.66 | A | 81,135 | D | |
| Common StockF1 | May 29, 2018 | S | 5,000 | $8.661 | D | 76,135 | D | |
| Common Stock | May 30, 2018 | M | 35,000 | $2.66 | A | 111,135 | D | |
| Common StockF2 | May 30, 2018 | S | 35,000 | $8.743 | D | 76,135 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $2.66 | May 29, 2018 | M | 5,000 | D | Nov 4, 2015 | Nov 4, 2024 | Common Stock | 5,000 | 35,000 | D |
| Common Stock | $2.66 | May 30, 2018 | M | 35,000 | D | Nov 4, 2015 | Nov 4, 2024 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.6500 - $8.6750, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.7000 - $8.8000, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.