SEC Form 4 · accession 0000807863-17-000027
MITEK SYSTEMS INC · MITK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane J. Thompson
Director
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SockF1 | Sep 20, 2017 | A | 10,471 | $0.00 | A | 53,880 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.55 | Sep 20, 2017 | A | 40,000 | A | Sep 20, 2018 | Sep 20, 2027 | Common Sock | 40,000 | 40,000 | D |
Explanation of responses
- F1Represents restricted stock units granted on September 20, 2017. Shares subject to the award vest in full on the first anniversary of the grant date.
- F2Represents a non-qualified stock option grant on September 20, 2017. Shares subject to the award vest in full on the first anniversary of the grant date.