SEC Form 4 · accession 0001140361-15-024613
VOXX International Corp · VOXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Shalam
Director · 10% Owner
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 15, 2015 | M | 9,300 | $6.79 | A | 1,935,852 | D | |
| Class A Common Stock | Jun 15, 2015 | S | 9,300 | $8.38 | D | 1,926,552 | D | |
| Class A Common Stock | Jun 16, 2015 | M | 10,922 | $6.79 | A | 1,937,474 | D | |
| Class A Common Stock | Jun 16, 2015 | S | 10,922 | $8.39 | D | 1,926,552 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $6.79 | Jun 15, 2015 | X | 9,300 | D | Jul 1, 2013 | Jun 30, 2015 | Class A Common | 9,300 | 15,700 | D |
| Option (Right to Buy)F3 | $6.79 | Jun 16, 2015 | X | 10,922 | D | Jul 1, 2013 | Jun 30, 2015 | Class A Common | 10,922 | 4,778 | D |
Explanation of responses
- F1This transaction was executed pursuant to a 10b-5 trading plan entered into on November 14, 2014. This transaction was executed in multiple trades at prices ranging from $8.28 to $8.47. The price reported above reflects the weighted average sale price. The reported person hereby undertakes to provide upon request to the SEC staff, VOXX or a shareholder of VOXX full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed pursuant to a 10b-5 trading plan entered into on November 14, 2014. This transaction was executed in multiple trades at prices ranging from $8.32 to $8.45. The price reported above reflects the weighted average sale price. The reported person hereby undertakes to provide upon request to the SEC staff, VOXX or a shareholder of VOXX full information regarding the number of shares and prices at which the transaction was effected.
- F3Option to Purchase Class A Common Stock at an exercise price of $6.79 per share with an exercise date of 7/1/13 and an expiration date of 6/30/2015.