SEC Form 4/A · accession 0001140361-15-022761
VOXX International Corp · VOXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael F Klipsch
Officer — Pres. Global Ops KGI
Period of report
Jun 10, 2013
Accepted (ET)
Jun 2, 2015 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 10, 2013 | M | 5,000 | $7.75 | A | 12,000 | D | |
| Class A Common StockF1 | Jun 10, 2013 | S | 5,000 | $11.75 | D | 7,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $7.75 | Jun 10, 2013 | X | 5,000 | D | Feb 29, 2012 | Feb 28, 2014 | Class A Common | 5,000 | 0 | D |
Explanation of responses
- F1This Form 4 amendment is filed to correct the reported amount of securities beneficially owned. The original filing failed to include the 7,000 shares owned by the Reporting Person, the acquisition of which was reported on a Form 4 dated 7/28/11 and filed with the SEC on 8/1/11.
- F2This transaction was executed pursuant to a 10b-5 trading plan entered into on 5/26/11. The reporting person hereby undertakes to provide upon request to the SEC staff, VOXX or a shareholder of VOXX full information regarding the number of shares and prices at which the transaction was effected.
- F3Option to Purchase Class A Common Stock at an exercise price of $7.75 per share with an exercise date of 2/29/12 and an expiration date of 2/28/14.