SEC Form 4 · accession 0001140361-15-013117
VOXX International Corp · VOXX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loriann Shelton
Officer — Senior Vice President and CAO
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000807707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 23, 2015 | M | 908 | $6.79 | A | 15,582 | D | |
| Class A Common Stock | Mar 23, 2015 | S | 908 | $9.00 | D | 14,674 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $6.79 | Mar 23, 2015 | X | 908 | D | Jul 1, 2013 | Jun 30, 2015 | Class A Common | 908 | 0 | D |
Explanation of responses
- F1This transaction was executed pursuant to a 10b-5 trading plan entered into on February 13, 2013. This transaction was executed in one trade at a price of $9.00 per share.
- F2Option to Purchase Class A Common Stock at an exercise price of $6.79 per share with an exercise date of 7/1/13 and an expiration date of 6/30/15.