SEC Form 3 · accession 0000899243-16-031450
DNP SELECT INCOME FUND INC · DNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 30, 2016
Accepted (ET)
Oct 7, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Mandatorily Redeemable Preferred StockF1 | holding | — | — | — | 200 | I | By Subsidiary | |
| Series C Mandatorily Redeemable Preferred StockF1 | holding | — | — | — | 380 | I | By Subsidiary | |
| Series D Mandatorily Redeemable Preferred StockF1 | holding | — | — | — | 100 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, ReliaStar Life Insurance Company and Security Life of Denver Insurance Company, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.