SEC Form 4 · accession 0000765443-15-000016
DNP SELECT INCOME FUND INC · DNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randle L Smith
Other
Period of report
Oct 1, 2015
Accepted (ET)
Oct 1, 2015 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000806628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2015 | P | 2,200 | $9.05 | A | 9,449 | I | By Spouse |
| Common StockF3 | holding | — | — | — | 17,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is Randle L. Smith and may be deemed to have a "pecuniary interest" as defined in rule 16a (a) (2) in any shares of the common stock of the issuer owned by his spouse. However, the reporting person disclaims beneficial ownership of such shares.
- F2Of these shares 948 were acquired through a dividend reinvestment plan meeting the requirements of rule 16a-11 promulgated under the Securities Exchange Act of 1934.
- F3Of these shares 3,574 were acquired through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Act of 1934.
Remarks
See attached "FOOTNOTES" page.