SEC Form 4 · accession 0001209191-19-017810
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Brady
Director
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Com Stk | Mar 5, 2019 | M | 4,000 | $2.67 | A | 33,315 | D | |
| $.01 PV Cl B Stk | Mar 5, 2019 | M | 7,081 | $2.67 | A | 169,786 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $2.67 | Mar 5, 2019 | M | 4,000 | D | Sep 5, 2009 | Mar 5, 2019 | $.01 PV Com Stk | 4,000 | 0 | D |
| Option | $2.67 | Mar 5, 2019 | M | 7,081 | D | Sep 5, 2009 | Mar 5, 2019 | $.01 PV Cl B Stk | 7,081 | 0 | D |
| Option | $3.19 | holding | — | — | — | Sep 2, 2010 | Mar 2, 2020 | $.01 PV Com Stk | 5,000 | 5,000 | D |
| Option | $3.19 | holding | — | — | — | Sep 2, 2010 | Mar 2, 2020 | $.01 PV Cl B Stk | 8,852 | 8,852 | D |
| Option | $7.78 | holding | — | — | — | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Com Stk | 2,500 | 2,500 | D |
| Option | $7.78 | holding | — | — | — | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Cl B Stk | 4,426 | 4,426 | D |
| Option | $13.69 | holding | — | — | — | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $13.69 | holding | — | — | — | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Cl B Stk | 4,556 | 4,556 | D |
| Option | $12.65 | holding | — | — | — | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $12.65 | holding | — | — | — | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Cl B Stk | 3,570 | 3,570 | D |
| Option | $35.81 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $35.81 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,650 | 1,650 | D |
| Option | $45.88 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $45.88 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 1,563 | 1,563 | D |
| Option | $22.93 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $22.93 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Cl B Stk | 1,290 | 1,290 | D |
| Option | $28.50 | holding | — | — | — | Sep 7, 2017 | Mar 7, 2027 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $28.50 | holding | — | — | — | Sep 7, 2017 | Mar 7, 2027 | $.01 PV Cl B Stk | 600 | 600 | D |
| Option | $34.04 | holding | — | — | — | Mar 2, 2019 | Mar 2, 2028 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $34.04 | holding | — | — | — | Mar 2, 2019 | Mar 2, 2028 | $.01 PV Cl B Stk | 600 | 600 | D |
| Restricted Stock UnitF1,F2 | — | holding | — | — | — | — | — | $.01 PV Com Stk | 2,222 | 2,222 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2These restricted stock units are scheduled to vest 100% on August 26, 2019.