SEC Form 4 · accession 0001209191-19-014528
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T Keane
Director · 10% Owner
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Com Stk | holding | — | — | — | 206,529 | D | ||
| $.01 PV Cl B Stk | holding | — | — | — | 300,102 | D | ||
| $.01 PV Com StkF1 | holding | — | — | — | 58,120 | I | By Spouse | |
| $.01 PV Cl B StkF1 | holding | — | — | — | 229,829 | I | By Spouse | |
| $.01 PV Cl B StkF2 | holding | — | — | — | 1,495,309 | I | 5096 Saranac LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Feb 26, 2019 | A | 2,222 | A | — | — | $.01 PV Com Stk | 2,222 | 2,222 | D |
| Option | $35.81 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $35.81 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,650 | 1,650 | D |
| Option | $45.88 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $45.88 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 1,563 | 1,563 | D |
| Option | $22.93 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $22.93 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Cl B Stk | 1,290 | 1,290 | D |
| Option | $28.50 | holding | — | — | — | Sep 7, 2017 | Mar 7, 2027 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $28.50 | holding | — | — | — | Sep 7, 2017 | Mar 7, 2027 | $.01 PV Cl B Stk | 600 | 600 | D |
| Option | $34.04 | holding | — | — | — | Mar 2, 2019 | Mar 2, 2028 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $34.04 | holding | — | — | — | Mar 2, 2019 | Mar 2, 2028 | $.01 PV Cl B Stk | 600 | 600 | D |
Explanation of responses
- F1Mr. Keane disclaims any beneficial ownership in shares held by his wife.
- F2Represents shares held by 5096 Saranac LLC.
- F3Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F4These restricted stock units are scheduled to vest 100% on August 26, 2019.