SEC Form 4 · accession 0001209191-18-025974
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J McKenna
Director
Period of report
Apr 20, 2018
Accepted (ET)
Apr 24, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Com StkF1 | Apr 20, 2018 | M | 4,000 | $26.37 | A | 17,719 | I | Robert J McKenna Revocable Trust |
| $.01 PV Com Stk | Apr 20, 2018 | C | 600 | $0.00 | A | 18,319 | I | Robert J McKenna Revocable Trust |
| $.01 PV Cl B Stk | Apr 20, 2018 | M | 600 | $26.37 | A | 600 | D | |
| $.01 PV Cl B Stk | Apr 20, 2018 | C | 600 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $26.37 | Apr 20, 2018 | M | 4,000 | D | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 0 | D |
| Option | $26.37 | Apr 20, 2018 | M | 600 | D | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Cl B Stk | 600 | 0 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,174 | 1,174 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 968 | 968 | D |
| Option | $32.77 | holding | — | — | — | Sep 7, 2017 | Mar 7, 2027 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $39.15 | holding | — | — | — | Mar 2, 2019 | Mar 2, 2028 | $.01 PV Com Stk | 4,000 | 4,000 | D |
Explanation of responses
- F1Represents shares held by the Robert J. McKenna Revocable Trust. The beneficiaries of the trust are the reporting persons immediate family. The reporting person serves as one of two trustees and shares voting and investment power.