SEC Form 4 · accession 0001209191-17-065661
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Gundermann
Officer — PRESIDENT/CEO · Director
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV COMMON STOCK | holding | — | — | — | 40,795 | D | ||
| $.01 PV CLASS B STOCK | holding | — | — | — | 523,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $40.95 | Dec 12, 2017 | A | 26,300 | A | Dec 12, 2018 | Dec 12, 2027 | $.01 PV COM STK | 26,300 | 26,300 | D |
| OPTION | $13.22 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV COM STK | 4,968 | 4,968 | D |
| OPTION | $13.22 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV CL B STK | 12,431 | 12,431 | D |
| OPTION | $3.27 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV COM STK | 35,451 | 35,451 | D |
| OPTION | $3.27 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV CL B STK | 51,588 | 51,588 | D |
| OPTION | $3.27 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV COM STK | 37,480 | 37,480 | D |
| OPTION | $3.27 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV CL B STK | 52,812 | 52,812 | D |
| OPTION | $8.82 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV COM STK | 14,700 | 14,700 | D |
| OPTION | $8.82 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV CL B STK | 20,714 | 20,714 | D |
| OPTION | $15.63 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV COM STK | 10,700 | 10,700 | D |
| OPTION | $15.63 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV CL B STK | 12,734 | 12,734 | D |
| OPTION | $10.58 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV COM STK | 18,700 | 18,700 | D |
| OPTION | $10.58 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV CL B STK | 16,912 | 16,912 | D |
| OPTION | $32.72 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV COM STK | 8,300 | 8,300 | D |
| OPTION | $32.72 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV CL B STK | 4,872 | 4,872 | D |
| OPTION | $35.46 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV COM STK | 10,100 | 10,100 | D |
| OPTION | $35.46 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV CL B STK | 3,257 | 3,257 | D |
| OPTION | $31.88 | holding | — | — | — | Dec 3, 2016 | Dec 3, 2025 | $.01 PV COM STK | 13,700 | 13,700 | D |
| Option | $31.88 | holding | — | — | — | Dec 3, 2016 | Dec 3, 2025 | $.01 PV CL B STK | 2,055 | 2,055 | D |
| Option | $36.52 | holding | — | — | — | Dec 14, 2017 | Dec 14, 2026 | $.01 PV COM STK | 14,460 | 14,460 | D |
Explanation of responses
- F1Granted pursuant to the Astronics Corporation 2017 Long Term Incentive Plan.