SEC Form 4 · accession 0001209191-17-032820
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Kramer
Officer — Executive Vice President
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Common Stock | May 15, 2017 | M | 2,010 | $13.22 | A | 44,013 | D | |
| $.01 PV Common Stock | May 15, 2017 | M | 2,010 | $30.68 | D | 42,003 | D | |
| $.01 PV Class B Stock | May 15, 2017 | M | 4,043 | $13.22 | A | 304,000 | D | |
| $.01 PV Class B Stock | May 15, 2017 | M | 598 | $30.68 | D | 303,402 | D | |
| $.01 PV Common StockF1 | holding | — | — | — | 220 | I | By Spouse | |
| $.01 PV Class B StockF1 | holding | — | — | — | 686 | I | By Spouse | |
| $.01 PV Common StockF2 | holding | — | — | — | 787 | I | JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER | |
| $.01 PV Class B StockF2 | holding | — | — | — | 118 | I | JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $13.22 | May 15, 2017 | M | 2,010 | D | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Com Stk | 2,010 | 0 | D |
| Option | $13.22 | May 15, 2017 | M | 4,043 | D | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Cl B Stk | 4,043 | 0 | D |
| Option | $3.27 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV Com Stk | 11,800 | 11,800 | D |
| Option | $3.27 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV Cl B Stk | 16,627 | 16,627 | D |
| Option | $3.27 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV Com Stk | 11,750 | 11,750 | D |
| Option | $3.27 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV Cl B Stk | 16,557 | 16,557 | D |
| Option | $8.82 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV Com Stk | 4,350 | 4,350 | D |
| Option | $8.82 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV Cl B Stk | 6,129 | 6,129 | D |
| Option | $15.63 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV Com Stk | 3,200 | 3,200 | D |
| Option | $15.63 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV Cl B Stk | 3,808 | 3,808 | D |
| Option | $10.58 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV Com Stk | 5,700 | 5,700 | D |
| Option | $10.58 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV Cl B Stk | 5,155 | 5,155 | D |
| Option | $32.72 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV Com Stk | 2,330 | 2,330 | D |
| Option | $32.72 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV Cl B Stk | 1,367 | 1,367 | D |
| Option | $35.46 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV Com Stk | 2,720 | 2,720 | D |
| Option | $35.46 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV Cl B Stk | 877 | 877 | D |
| Option | $31.88 | holding | — | — | — | Dec 3, 2016 | Dec 3, 2025 | $.01 PV Com Stk | 3,500 | 3,500 | D |
| Option | $31.88 | holding | — | — | — | Dec 3, 2016 | Dec 3, 2025 | $.01 PV Cl B Stk | 525 | 525 | D |
| Option | $36.52 | holding | — | — | — | Dec 14, 2017 | Dec 14, 2026 | $.01 PV Com Stk | 3,670 | 3,670 | D |
Explanation of responses
- F1Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
- F2Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family.