SEC Form 4 · accession 0001209191-17-022347
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J McKenna
Director
Period of report
Mar 21, 2017
Accepted (ET)
Mar 22, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Com StkF2 | Mar 21, 2017 | M | 2,500 | $8.95 | A | 60,886 | I | Robert J McKenna Revocable Trust |
| $.01 PV Com StkF2 | Mar 21, 2017 | M | 3,000 | $15.75 | A | 63,886 | I | Robert J McKenna Revocable Trust |
| $.01 PV Com StkF2 | Mar 21, 2017 | M | 3,000 | $14.55 | A | 66,886 | I | Robert J McKenna Revocable Trust |
| $.01 PV Com StkF2 | Mar 21, 2017 | J | 9,806 | $0.00 | A | 76,692 | I | Robert J McKenna Revocable Trust |
| $.01 PV Cl B Stk | Mar 21, 2017 | M | 3,523 | $8.95 | A | 3,523 | D | |
| $.01 PV Cl B Stk | Mar 21, 2017 | M | 3,570 | $15.75 | A | 7,093 | D | |
| $.01 PV Cl B Stk | Mar 21, 2017 | M | 2,713 | $14.55 | A | 9,806 | D | |
| $.01 PV Cl B Stk | Mar 21, 2017 | J | 9,806 | $0.00 | D | 0 | D | |
| $.01 PV Cl B StkF2 | holding | — | — | — | 9,027 | I | Robert J McKenna Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $8.95 | Mar 21, 2017 | M | 2,500 | D | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Com Stk | 2,500 | 0 | D |
| Option | $8.95 | Mar 21, 2017 | M | 3,523 | D | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Cl B Stk | 3,523 | 0 | D |
| Option | $15.75 | Mar 21, 2017 | M | 3,000 | D | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Com Stk | 3,000 | 0 | D |
| Option | $15.75 | Mar 21, 2017 | M | 3,570 | D | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Cl B Stk | 3,570 | 0 | D |
| Option | $14.55 | Mar 21, 2017 | M | 3,000 | D | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Com Stk | 3,000 | 0 | D |
| Option | $14.55 | Mar 21, 2017 | M | 2,713 | D | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Cl B Stk | 2,713 | 0 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,174 | 1,174 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 968 | 968 | D |
| Option | $26.37 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $26.37 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Cl B Stk | 600 | 600 | D |
| Option | $32.77 | holding | — | — | — | Sep 7, 2017 | Mar 7, 2027 | $.01 PV Com Stk | 4,000 | 4,000 | D |
Explanation of responses
- F1Shares issued upon exercise of stock options and gifted to the Robert J. McKenna Revocable Trust.
- F2Represents shares held by the Robert J. McKenna Revocable Trust. The beneficiaries of the trust are the reporting persons immediate family. The reporting person serves as one of two trustees and shares voting and investment power.
- F3Class B shares were converted to common shares and then gifted to the Robert J. McKenna Revocable Trust.