SEC Form 4 · accession 0001209191-17-019307
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J McKenna
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Com StkF1 | holding | — | — | — | 58,386 | I | Robert J McKenna Revocable Trust | |
| $.01 PV Cl B StkF1 | holding | — | — | — | 9,027 | I | Robert J McKenna Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $32.77 | Mar 7, 2017 | A | 4,000 | A | Sep 7, 2017 | Mar 7, 2027 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $8.95 | holding | — | — | — | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Com Stk | 2,500 | 2,500 | D |
| Option | $8.95 | holding | — | — | — | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Cl B Stk | 3,523 | 3,523 | D |
| Option | $15.75 | holding | — | — | — | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $15.75 | holding | — | — | — | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Cl B Stk | 3,570 | 3,570 | D |
| Option | $14.55 | holding | — | — | — | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $14.55 | holding | — | — | — | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Cl B Stk | 2,713 | 2,713 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,174 | 1,174 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 968 | 968 | D |
| Option | $26.37 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $26.37 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Cl B Stk | 600 | 600 | D |
Explanation of responses
- F1Represents shares held by the Robert J. McKenna Revocable Trust. The beneficiaries of the trust are the reporting persons immediate family. The reporting person serves as one of two trustees and shares voting and investment power.