SEC Form 4 · accession 0001209191-16-145720
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J McKenna
Director
Period of report
Oct 11, 2016
Accepted (ET)
Oct 12, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Cl B StkF1 | Oct 11, 2016 | J | 9,027 | $0.00 | A | 9,027 | I | Robert J McKenna Revocable Trust |
| $.01 PV Com StkF1 | holding | — | — | — | 60,186 | I | Robert J McKenna Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $8.95 | Oct 11, 2016 | J | 786 | A | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Cl B Stk | 3,523 | 3,523 | D |
| Option | $15.75 | Oct 11, 2016 | J | 857 | A | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Cl B Stk | 3,570 | 3,570 | D |
| Option | $14.55 | Oct 11, 2016 | J | 745 | A | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Cl B Stk | 2,713 | 2,713 | D |
| Option | $41.18 | Oct 11, 2016 | J | 414 | A | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,174 | 1,174 | D |
| Option | $52.76 | Oct 11, 2016 | J | 518 | A | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 968 | 968 | D |
| Option | $26.37 | Oct 11, 2016 | J | 600 | A | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Cl B Stk | 600 | 600 | D |
| Option | $8.95 | holding | — | — | — | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Com Stk | 2,500 | 2,500 | D |
| Option | $15.75 | holding | — | — | — | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $14.55 | holding | — | — | — | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $26.37 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 4,000 | D |
Explanation of responses
- F1Represents shares held by the Robert J. McKenna Revocable Trust. The beneficiaries of the trust are the reporting persons immediate family. The reporting person serves as one of two trustees and shares voting and investment power.
- F2Shares issued pursuant to a three-for-twenty distribution of Class B Stock to holders of both Common and Class B Stock on the record date of October 11, 2016.