SEC Form 4 · accession 0001209191-16-145719
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Kramer
Officer — Executive Vice President
Period of report
Oct 11, 2016
Accepted (ET)
Oct 12, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Class B Stock | Oct 11, 2016 | J | 43,786 | $0.00 | A | 292,457 | D | |
| $.01 PV Class B StockF2 | Oct 11, 2016 | J | 118 | $0.00 | A | 686 | I | By Spouse |
| $.01 PV Class B StockF3 | Oct 11, 2016 | J | 118 | $0.00 | A | 118 | I | JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER |
| $.01 PV Common Stock | holding | — | — | — | 43,241 | D | ||
| $.01 PV Common StockF2 | holding | — | — | — | 220 | I | By Spouse | |
| $.01 PV Common StockF3 | holding | — | — | — | 787 | I | JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $5.76 | Oct 11, 2016 | J | 978 | A | Dec 12, 2007 | Dec 12, 2016 | $.01 PV Cl B Stk | 7,500 | 7,500 | D |
| Option | $13.22 | Oct 11, 2016 | J | 789 | A | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Cl B Stk | 4,043 | 4,043 | D |
| Option | $3.27 | Oct 11, 2016 | J | 3,708 | A | Dec 9, 2009 | Dec 9, 2018 | $.01 PV Cl B Stk | 16,627 | 16,627 | D |
| Option | $3.27 | Oct 11, 2016 | J | 3,692 | A | Dec 3, 2010 | Dec 3, 2019 | $.01 PV Cl B Stk | 16,557 | 16,557 | D |
| Option | $8.82 | Oct 11, 2016 | J | 1,366 | A | Dec 2, 2011 | Dec 2, 2020 | $.01 PV Cl B Stk | 6,129 | 6,129 | D |
| Option | $15.63 | Oct 11, 2016 | J | 914 | A | Dec 1, 2012 | Dec 1, 2021 | $.01 PV Cl B Stk | 3,808 | 3,808 | D |
| Option | $10.58 | Oct 11, 2016 | J | 1,416 | A | Nov 29, 2013 | Nov 29, 2022 | $.01 PV Cl B Stk | 5,155 | 5,155 | D |
| Option | $32.72 | Oct 11, 2016 | J | 482 | A | Dec 11, 2014 | Dec 11, 2023 | $.01 PV Cl B Stk | 1,367 | 1,367 | D |
| Option | $35.46 | Oct 11, 2016 | J | 469 | A | Dec 11, 2015 | Dec 11, 2024 | $.01 PV Cl B Stk | 877 | 877 | D |
| Option | $31.88 | Oct 11, 2016 | J | 525 | A | Dec 3, 2016 | Dec 3, 2025 | $.01 PV Cl B Stk | 525 | 525 | D |
| Option | $13.22 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Com Stk | 2,010 | 2,010 | D |
| Option | $3.27 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV Com Stk | 11,800 | 11,800 | D |
| Option | $3.27 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV Com Stk | 11,750 | 11,750 | D |
| Option | $8.82 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV Com Stk | 4,350 | 4,350 | D |
| Option | $15.63 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV Com Stk | 3,200 | 3,200 | D |
| Option | $10.58 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV Com Stk | 5,700 | 5,700 | D |
| Option | $32.72 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV Com Stk | 2,330 | 2,330 | D |
| Option | $35.46 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV Com Stk | 2,720 | 2,720 | D |
| Option | $31.88 | holding | — | — | — | Dec 3, 2016 | Dec 3, 2025 | $.01 PV Com Stk | 3,500 | 3,500 | D |
Explanation of responses
- F1Shares issued pursuant to a three-for-twenty distribution of Class B stock to holders of both Common and Class B stock on the record date of October 11, 2016.
- F2Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
- F3Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family.