SEC Form 4 · accession 0001209191-16-145718
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T Keane
Director · 10% Owner
Period of report
Oct 11, 2016
Accepted (ET)
Oct 12, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Cl B Stk | Oct 11, 2016 | J | 36,197 | $0.00 | A | 248,537 | D | |
| $.01 PV Cl B StkF2 | Oct 11, 2016 | J | 32,660 | $0.00 | A | 192,275 | I | By Spouse |
| $.01 PV Cl B StkF3 | Oct 11, 2016 | J | 195,040 | $0.00 | A | 1,495,309 | I | Kevin T. Keane 2016 GRAT |
| $.01 PV Com Stk | holding | — | — | — | 28,972 | D | ||
| $.01 PV Com StkF2 | holding | — | — | — | 58,120 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $41.18 | Oct 11, 2016 | J | 414 | A | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,174 | 1,174 | D |
| Option | $52.76 | Oct 11, 2016 | J | 518 | A | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 968 | 968 | D |
| Option | $26.37 | Oct 11, 2016 | J | 600 | A | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Cl B Stk | 600 | 600 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $26.37 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 4,000 | D |
Explanation of responses
- F1Shares issued pursuant to a three-for-twenty distribution of Class B Stock to holders of both Common and Class B Stock on the record date of October 11, 2016.
- F2Mr. Keane disclaims any beneficial ownership in shares held by his wife.
- F3Represents shares held by Kevin T. Keane 2016 GRAT. The beneficiary is the reporting person's family.