SEC Form 4 · accession 0001209191-16-145714
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Burney
Officer — VP-FINANCE, CFO
Period of report
Oct 11, 2016
Accepted (ET)
Oct 12, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV CLASS B STOCK | Oct 11, 2016 | J | 18,083 | $0.00 | A | 111,786 | D | |
| $.01 PV COMMON STOCK | holding | — | — | — | 26,855 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION | $13.22 | Oct 11, 2016 | J | 868 | A | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Cl B Stk | 4,445 | 4,445 | D |
| OPTION | $3.27 | Oct 11, 2016 | J | 3,988 | A | Dec 9, 2009 | Dec 9, 2018 | $.01 PV CL B STK | 17,881 | 17,881 | D |
| OPTION | $3.27 | Oct 11, 2016 | J | 3,993 | A | Dec 3, 2010 | Dec 3, 2019 | $.01 PV CL B STK | 17,909 | 17,909 | D |
| OPTION | $8.82 | Oct 11, 2016 | J | 1,571 | A | Dec 2, 2011 | Dec 2, 2020 | $.01 PV CL B STK | 7,045 | 7,045 | D |
| OPTION | $15.63 | Oct 11, 2016 | J | 1,028 | A | Dec 1, 2012 | Dec 1, 2021 | $.01 PV CL B STK | 4,284 | 4,284 | D |
| OPTION | $10.58 | Oct 11, 2016 | J | 1,590 | A | Nov 29, 2013 | Nov 29, 2022 | $.01 PV CL B STK | 5,788 | 5,788 | D |
| Option | $32.72 | Oct 11, 2016 | J | 538 | A | Dec 11, 2014 | Dec 11, 2023 | $.01 PV CL B STK | 1,526 | 1,526 | D |
| Option | $35.46 | Oct 11, 2016 | J | 543 | A | Dec 11, 2015 | Dec 11, 2024 | $.01 PV CL B STK | 1,016 | 1,016 | D |
| Option | $31.88 | Oct 11, 2016 | J | 615 | A | Dec 3, 2016 | Dec 3, 2025 | $.01 PV CL B STK | 615 | 615 | D |
| OPTION | $13.22 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV COM STK | 2,210 | 2,210 | D |
| OPTION | $3.27 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV COM STK | 12,690 | 12,690 | D |
| OPTION | $3.27 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV COM STK | 12,710 | 12,710 | D |
| OPTION | $8.82 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV COM STK | 5,000 | 5,000 | D |
| OPTION | $15.63 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV COM STK | 3,600 | 3,600 | D |
| OPTION | $10.58 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV COM STK | 6,400 | 6,400 | D |
| OPTION | $32.72 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV COM STK | 2,600 | 2,600 | D |
| OPTION | $35.46 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV COM STK | 3,150 | 3,150 | D |
| Option | $31.88 | holding | — | — | — | Dec 3, 2016 | Dec 3, 2025 | $.01 PV COM STK | 4,100 | 4,100 | D |
Explanation of responses
- F1Shares issued pursuant to a three-for-twenty distribution of Class B stock to holders of both Common and Class B stock on the record date of October 11, 2016.