SEC Form 4 · accession 0001209191-16-145713
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Brady
Director
Period of report
Oct 11, 2016
Accepted (ET)
Oct 12, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Cl B Stk | Oct 11, 2016 | J | 18,560 | $0.00 | A | 121,899 | D | |
| $.01 PV Com Stk | holding | — | — | — | 20,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $5.84 | Oct 11, 2016 | J | 1,964 | A | Sep 20, 2007 | Mar 20, 2017 | $.01 PV Cl B Stk | 10,056 | 10,056 | D |
| Option | $6.35 | Oct 11, 2016 | J | 982 | A | Sep 20, 2008 | Mar 20, 2018 | $.01 PV Cl B Stk | 5,029 | 5,029 | D |
| Option | $3.07 | Oct 11, 2016 | J | 1,257 | A | Sep 5, 2009 | Mar 5, 2019 | $.01 PV Cl B Stk | 5,636 | 5,636 | D |
| Option | $3.67 | Oct 11, 2016 | J | 1,571 | A | Sep 2, 2010 | Mar 2, 2020 | $.01 PV Cl B Stk | 7,045 | 7,045 | D |
| Option | $8.95 | Oct 11, 2016 | J | 786 | A | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Cl B Stk | 3,523 | 3,523 | D |
| Option | $15.75 | Oct 11, 2016 | J | 857 | A | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Cl B Stk | 3,570 | 3,570 | D |
| Option | $14.55 | Oct 11, 2016 | J | 745 | A | Aug 22, 2013 | Feb 22, 2023 | $.01 PV Cl B Stk | 2,713 | 2,713 | D |
| Option | $41.18 | Oct 11, 2016 | J | 414 | A | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,174 | 1,174 | D |
| Option | $52.76 | Oct 11, 2016 | J | 518 | A | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 968 | 968 | D |
| Option | $26.37 | Oct 11, 2016 | J | 600 | A | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Cl B Stk | 600 | 600 | D |
| Option | $5.84 | holding | — | — | — | Sep 20, 2007 | Mar 20, 2017 | $.01 PV Com Stk | 5,000 | 5,000 | D |
| Option | $6.35 | holding | — | — | — | Sep 20, 2008 | Mar 20, 2018 | $.01 PV Com Stk | 2,500 | 2,500 | D |
| Option | $3.07 | holding | — | — | — | Sep 5, 2009 | Mar 5, 2019 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $3.67 | holding | — | — | — | Sep 2, 2010 | Mar 2, 2020 | $.01 PV Com Stk | 5,000 | 5,000 | D |
| Option | $8.95 | holding | — | — | — | Aug 28, 2011 | Feb 28, 2021 | $.01 PV Com Stk | 2,500 | 2,500 | D |
| Option | $15.75 | holding | — | — | — | Aug 28, 2012 | Feb 28, 2022 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $14.55 | holding | — | — | — | Aug 22, 2013 | Feb 22, 2023 | $.01 Com Stk | 3,000 | 3,000 | D |
| Option | $41.18 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $52.76 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $26.37 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 4,000 | D |
Explanation of responses
- F1Shares issued pursuant to a three-for-twenty distribution of Class B Stock to holders of both Common and Class B Stock on the record date of October 11, 2016.