SEC Form 4 · accession 0001209191-16-143608
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Burney
Officer — VP-FINANCE, CFO
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV COMMON STOCK | Sep 30, 2016 | A | 641 | $28.82 | A | 26,855 | D | |
| $.01 PV CLASS B STOCK | Sep 30, 2016 | A | 97 | $28.82 | A | 93,703 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION | $15.20 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV COM STK | 2,210 | 2,210 | D |
| OPTION | $15.20 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Cl B Stk | 3,577 | 3,577 | D |
| OPTION | $3.76 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV COM STK | 12,690 | 12,690 | D |
| OPTION | $3.76 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV CL B STK | 13,893 | 13,893 | D |
| OPTION | $3.76 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV COM STK | 12,710 | 12,710 | D |
| OPTION | $3.76 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV CL B STK | 13,916 | 13,916 | D |
| OPTION | $10.15 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV COM STK | 5,000 | 5,000 | D |
| OPTION | $10.15 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV CL B STK | 5,474 | 5,474 | D |
| OPTION | $17.98 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV COM STK | 3,600 | 3,600 | D |
| OPTION | $17.98 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV CL B STK | 3,256 | 3,256 | D |
| OPTION | $12.17 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV COM STK | 6,400 | 6,400 | D |
| OPTION | $12.17 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV CL B STK | 4,198 | 4,198 | D |
| OPTION | $37.63 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV COM STK | 2,600 | 2,600 | D |
| Option | $37.63 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV CL B STK | 988 | 988 | D |
| OPTION | $40.77 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV COM STK | 3,150 | 3,150 | D |
| Option | $40.77 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV CL B STK | 473 | 473 | D |
| Option | $36.66 | holding | — | — | — | Dec 3, 2016 | Dec 3, 2025 | $.01 PV COM STK | 4,100 | 4,100 | D |
Explanation of responses
- F1ACQUIRED SHARES VIA EXERCISE OF SUBSCRIPTION AGREEMENT UNDER EMPLOYEE STOCK PURCHASE PLAN