SEC Form 4 · accession 0001209191-16-098859
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Kramer
Officer — VP Luminescent Systems, Inc.
Period of report
Feb 15, 2016
Accepted (ET)
Feb 16, 2016 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Common Stock | Feb 15, 2016 | M | 4,030 | $0.00 | A | 49,630 | D | |
| $.01 PV Class B Stock | holding | — | — | — | 248,574 | D | ||
| $.01 PV Common StockF1 | holding | — | — | — | 220 | I | By Spouse | |
| $.01 PV Class B StockF1 | holding | — | — | — | 568 | I | By Spouse | |
| $.01 PV Common StockF2 | holding | — | — | — | 787 | I | JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $6.63 | Feb 15, 2016 | M | 4,030 | D | Dec 12, 2007 | Dec 12, 2016 | $.01 PV Com Stk | 4,030 | 0 | D |
| Option | $6.63 | holding | — | — | — | Dec 12, 2007 | Dec 12, 2016 | $.01 PV Cl B Stk | 6,522 | 6,522 | D |
| Option | $15.20 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Com Stk | 2,010 | 2,010 | D |
| Option | $15.20 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Cl B Stk | 3,254 | 3,254 | D |
| Option | $3.76 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV Com Stk | 11,800 | 11,800 | D |
| Option | $3.76 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV Cl B Stk | 12,919 | 12,919 | D |
| Option | $3.76 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV Com Stk | 11,750 | 11,750 | D |
| Option | $3.76 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV Cl B Stk | 12,865 | 12,865 | D |
| Option | $10.15 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV Com Stk | 4,350 | 4,350 | D |
| Option | $10.15 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV Cl B Stk | 4,763 | 4,763 | D |
| Option | $17.98 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV Com Stk | 3,200 | 3,200 | D |
| Option | $17.98 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV Cl B Stk | 2,894 | 2,894 | D |
| Option | $12.17 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV Com Stk | 5,700 | 5,700 | D |
| Option | $12.17 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV Cl B Stk | 3,739 | 3,739 | D |
| Option | $37.63 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV Com Stk | 2,330 | 2,330 | D |
| Option | $37.63 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV Cl B Stk | 885 | 885 | D |
| Option | $40.77 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV Com Stk | 2,720 | 2,720 | D |
| Option | $40.77 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV Cl B Stk | 408 | 408 | D |
| Option | $36.66 | holding | — | — | — | Dec 3, 2016 | Dec 3, 2025 | $.01 PV Com Stk | 3,500 | 3,500 | D |
Explanation of responses
- F1Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
- F2Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family.