SEC Form 4 · accession 0001209191-15-083735
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Peabody
Officer — VP Astronics Advanced Electron
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Common Stock | holding | — | — | — | 22,677 | D | ||
| $.01 PV Class B Stock | holding | — | — | — | 76,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $36.66 | Dec 3, 2015 | A | 4,500 | A | Dec 3, 2016 | Dec 3, 2025 | $.01 PV Com Stk | 4,500 | 4,500 | D |
| Option | $6.63 | holding | — | — | — | Dec 12, 2007 | Dec 12, 2016 | $.01 PV Com Stk | 6,050 | 6,050 | D |
| Option | $6.63 | holding | — | — | — | Dec 12, 2007 | Dec 12, 2016 | $.01 PV Cl B Stk | 9,792 | 9,792 | D |
| Option | $15.20 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Com Stk | 2,640 | 2,640 | D |
| Option | $15.20 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV Cl B Stk | 4,273 | 4,273 | D |
| Option | $3.76 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV Com Stk | 16,880 | 16,880 | D |
| Option | $3.76 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV Cl B Stk | 18,481 | 18,481 | D |
| Option | $3.76 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV Com Stk | 16,840 | 16,840 | D |
| Option | $3.76 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV Cl B Stk | 18,437 | 18,437 | D |
| Option | $10.15 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV Com Stk | 6,500 | 6,500 | D |
| Option | $10.15 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV Cl B Stk | 7,116 | 7,116 | D |
| Option | $17.98 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV Com Stk | 4,300 | 4,300 | D |
| Option | $17.98 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV Cl B Stk | 3,889 | 3,889 | D |
| Option | $12.17 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV Com Stk | 7,400 | 7,400 | D |
| Option | $12.17 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV Cl B Stk | 4,854 | 4,854 | D |
| Option | $37.63 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV Com Stk | 2,990 | 2,990 | D |
| Option | $37.63 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV Cl B Stk | 1,136 | 1,136 | D |
| Option | $40.77 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV Com Stk | 3,470 | 3,470 | D |
| Option | $40.77 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV Cl B Stk | 521 | 521 | D |
Explanation of responses
- F1Granted pursuant to the Company's 2011 Key Employee Stock Option Plan.