SEC Form 4 · accession 0001209191-15-074853
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Gundermann
Officer — PRESIDENT/CEO · Director
Period of report
Oct 8, 2015
Accepted (ET)
Oct 8, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV CLASS B STOCK | Oct 8, 2015 | J | 58,501 | $0.00 | A | 404,356 | D | |
| $.01 PV COMMON STOCK | holding | — | — | — | 44,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION | $3.75 | Oct 8, 2015 | J | 5,678 | A | Dec 13, 2006 | Dec 13, 2015 | $.01 PV CL B STK | 30,049 | 30,049 | D |
| OPTION | $6.63 | Oct 8, 2015 | J | 3,778 | A | Dec 12, 2007 | Dec 12, 2016 | $.01 PV CL B STK | 19,178 | 19,178 | D |
| OPTION | $15.20 | Oct 8, 2015 | J | 1,973 | A | Dec 19, 2008 | Dec 19, 2017 | $.01 PV CL B STK | 10,162 | 10,162 | D |
| OPTION | $3.76 | Oct 8, 2015 | J | 9,872 | A | Dec 9, 2009 | Dec 9, 2018 | $.01 PV CL B STK | 40,235 | 40,235 | D |
| OPTION | $3.76 | Oct 8, 2015 | J | 10,241 | A | Dec 3, 2010 | Dec 3, 2019 | $.01 PV CL B STK | 41,035 | 41,035 | D |
| OPTION | $10.15 | Oct 8, 2015 | J | 4,017 | A | Dec 2, 2011 | Dec 2, 2020 | $.01 PV CL B STK | 16,095 | 16,095 | D |
| OPTION | $17.98 | Oct 8, 2015 | J | 2,658 | A | Dec 1, 2012 | Dec 1, 2021 | $.01 PV CL B STK | 9,677 | 9,677 | D |
| OPTION | $12.17 | Oct 8, 2015 | J | 4,039 | A | Nov 29, 2013 | Nov 29, 2022 | $.01 PV CL B STK | 12,267 | 12,267 | D |
| OPTION | $37.63 | Oct 8, 2015 | J | 1,494 | A | Dec 11, 2014 | Dec 11, 2023 | $.01 PV CL B STK | 3,154 | 3,154 | D |
| OPTION | $40.77 | Oct 8, 2015 | J | 1,515 | A | Dec 11, 2015 | Dec 11, 2024 | $.01 PV CL B STK | 1,515 | 1,515 | D |
| OPTION | $3.75 | holding | — | — | — | Dec 13, 2006 | Dec 13, 2015 | $.01 PV COM STK | 13,484 | 13,484 | D |
| OPTION | $6.63 | holding | — | — | — | Dec 12, 2007 | Dec 12, 2016 | $.01 PV COM STK | 9,788 | 9,788 | D |
| OPTION | $15.20 | holding | — | — | — | Dec 19, 2008 | Dec 19, 2017 | $.01 PV COM STK | 4,968 | 4,968 | D |
| OPTION | $3.76 | holding | — | — | — | Dec 9, 2009 | Dec 9, 2018 | $.01 PV COM STK | 35,451 | 35,451 | D |
| OPTION | $3.76 | holding | — | — | — | Dec 3, 2010 | Dec 3, 2019 | $.01 PV COM STK | 37,480 | 37,480 | D |
| OPTION | $10.15 | holding | — | — | — | Dec 2, 2011 | Dec 2, 2020 | $.01 PV COM STK | 14,700 | 14,700 | D |
| OPTION | $17.98 | holding | — | — | — | Dec 1, 2012 | Dec 1, 2021 | $.01 PV COM STK | 10,700 | 10,700 | D |
| OPTION | $12.17 | holding | — | — | — | Nov 29, 2013 | Nov 29, 2022 | $.01 PV COM STK | 18,700 | 18,700 | D |
| OPTION | $37.63 | holding | — | — | — | Dec 11, 2014 | Dec 11, 2023 | $.01 PV COM STK | 8,300 | 8,300 | D |
| OPTION | $40.77 | holding | — | — | — | Dec 11, 2015 | Dec 11, 2024 | $.01 PV COM STK | 10,100 | 10,100 | D |
Explanation of responses
- F1Shares issued pursuant to a three-for-twenty distribution of Class B stock to holders of both Common and Class B stock on the record date of October 8, 2015.